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DISCLOSURES LIBRARY
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AGREEMENTS
APEX Customer Account Agreement
APEX Customer Margin Agreement
APEX Options Account Agreement
Nasdaq Non Professional Subscriber Agreement
NYSE Non Professional Subscriber Agreement
OPRA Non Professional Subscriber Agreement
DISCLOSURES
Characteristics and Risks of Standardized Options
Business Continuity Statement
Margin Risk Disclosure
Exchange Traded Funds (ETF) Risk Disclosure
Day Trading Risk Disclosure
Commissions and Fees
Options Spread Risk Disclosure
State Registrations
Content & Social Media Disclosure
SEC Rule 606 and 607
Form CRS
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Characteristics and Risks of Standardized Options
Prior to buying or selling an option, investors must read a copy of the Characteristics and Risks of Standardized Options, also known as the options disclosure document (ODD). It explains the characteristics and risks of exchange traded options.
riskstoc.pdf
642KB
PDF
Characteristics and Risks of Standardized Options
october_2018_supplement.pdf
440KB
PDF
October 2018 Supplement
november_2012_supplement.pdf
19KB
PDF
November 2012 Supplement
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Business Continuity Statement
Last modified 6mo ago
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